- Recent cases of Prospectus Receipt and Approval Process -

Recent decisions and innovative new investment products have brought renewed attention to the criteria for granting and refusing receipts for prospectuses and more broadly, the scope of securities regulators’ public interest mandate in this context. This presentation will explore key considerations in the prospectus receipt and approval process in light of recent trends and cases.

 

Joseph Bricker & Ramandeep Grewal | Stikeman Elliott