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ILCO CLE Presentations

Recent cases of Prospectus Receipt and Approval Process - November 4th, 2020

Date: Nov 4, 2020 - 12:00 PM - 1:00 PM Location: Via ZOOM Fee:

Members $20 + HST

Non-Member $40 + HST

Recent decisions and innovative new investment products have brought renewed attention to the criteria for granting and refusing receipts for prospectuses and more broadly, the scope of securities regulators’ public interest mandate in this context. This presentation will explore key considerations in the prospectus receipt and approval process in light of recent trends and cases.


Presented by: Joseph Bricker & Ramandeep Grewal

Stikeman Elliott

Register Now Deadline: November 2nd, 2020