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ILCO CLE Presentations

Securities Law CLE - General Prospectus Information

Date: Apr 12, 2022 - 12:00 PM - 1:00 PM Location: via Zoom Fee:

Non-Members $60 + HST

Ordinary, Students, Retired, Extra-Provincial members - $40 +HST

Associate members - $35 + HST

Fellow members - $30 + HST

Deadline to register: April 8th, 2022

Withdraw Date: March 30th, 2022

This session will cover the following:

General Prospectus Offering

 

  • What is a Prospectus Offering
  • Parties involved in a Prospectus Offering
  • A Law Clerk’s Role in a Prospectus Offering
  • Types of Prospectuses
  • Process
  • Passport System and Confirmations  
  • Comment Letter Timelines and Filing Deadlines
  • Receipt Rules
  • Certificate Requirements
  • Misrepresentations
  • Personal Information Forms
  • Agent for Service Requirements
  • Prospectus Pre-Filing Procedure
  • Extending the 90-day Deadline to File the Final Prospectus

Presented by: Andrea Chabot, Securities Law Clerk | Fasken Martineau DuMoulin LLP