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ILCO CLE Presentations

CLE - Securities Registration - June 12, 2025

Date: Jun 12, 2025 - 12:00 PM - 1:00 PM Location: via Zoom Fee:

Non-Members $100 + HST

Ordinary, Retired, Extra-Provincial members - $55 + HST

Students - $40 + HST

Associate members - $50 + HST

Fellow members - $45 + HST

 Group Rate:

For the group rate - note that if there are 5 or more non-members from the same firm we offer 10% off the total amount. Please contact us via email at general@ilco.on.ca for group registration inquiries.

 

CLE - Securities Registration

 JUNE 12, 2025 - 12:00PM-1:00PM EST

This CLE program will cover the following topics:

  • Registration as Investment Fund Manager, Exempt Market Dealer and Portfolio Manager (common issues with filing firm and individual applications including exemptions)
  • NRD and SEDAR+ filings
  • CIRO Overview – Mandate and Delegation effective April 1, 2025

Presented by: Rachel Palozzi, Law Clerk,  BLG Beyond AUM Law             

CE Credit - 1 hour

Deadline to Register: June 4, 2025

Register Now

Deadline to Register: June 4, 2025

Withdraw Date: June 4, 2025
No refund after withdrawal date.