Securities Registration - June 12, 2025
Program Information
Date and Time:
- 01:00 PM
Credit:
1 hour
Location:
via Zoom
Overview
This CLE program will cover the following topics:
- Registration as Investment Fund Manager, Exempt Market Dealer and Portfolio Manager (common issues with filing firm and individual applications including exemptions)
- NRD and SEDAR+ filings
- CIRO Overview – Mandate and Delegation effective April 1, 2025
Presenters
Presented by: Rachel Palozzi and Gordana Beric, Law Clerk, BLG Beyond AUM Law
Fees
- Non-Members $100 + HST
- Ordinary, Retired, Extra-Provincial Members $55 + HST
- Students $40 + HST
- Associate Members $50 + HST
- Fellow Members $45 + HST
Group Rate
For the group rate - note that if there are 5 or more non-members from the same firm we offer 10% off the total amount. Please contact us via email at general@ilco.on.ca for group registration inquiries.
Deadline to Register:
June 4, 2025
Withdraw Date:
June 4, 2025
Policies
No refund after withdrawal date.