Securities Law - Registration and Investment Funds - October 29, 2024

Person signing documents

Program Information

Date and Time: - 01:00 PM
Credit: 1 hour
Location: via Zoom

Overview

This presentation touches on the basics of National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations as well as the process to be registered and updating the Ontario Securities Commission on material changes per National Instrument 33-109 Registration Information.

Presenters

Presented by: Ruoxi Cai from AUM Law

Fees

  • Non-Members $100 + HST
  • Ordinary, Retired, Extra-Provincial Members $55 + HST
  • Students $40 + HST
  • Associate Members $50 + HST
  • Fellow Members $45 + HST

Group Rate

For the group rate - note that if there are 5 or more non-members from the same firm we offer 10% off the total amount. Please contact us via email at general@ilco.on.ca for group registration inquiries.

Deadline to Register: October 25, 2024
Withdraw Date: October 25, 2024

Policies

No refund after withdrawal date.